Briefing with Gavin Proudley, Due Diligence, Dow Jones

Briefing with Gavin Proudley, Due Diligence, Dow Jones
'Emerging international standards in enhanced due diligence' with Gavin Proudley, Global Director - Due Diligence, Dow Jones pastevent

Emerging International Standards in Enhanced Due Diligence 

Gavin Proudley, Global Director - Due Diligence, Dow Jones

 
Although anti-corruption and anti-money laundering laws can differ widely across jurisdictions, there is a strong consensus emerging on what constitutes effective enhanced due diligence.

Cross-border investigations and close collaboration between national enforcement bodies is driving consistency in what a regulator expects to see, whether in Shanghai or Sydney.

The recent Crimes Legislation Amendment Bill will introduce a new offence of failing to prevent foreign bribery, further increasing the requirement for Australian firms to focus not just on the risks within their business, but also on the risks within their third parties.

In this interactive discussion, we will address ‘what good looks like’ and consider the conclusions of the Senate Committee’s report on foreign bribery.
- What third parties or customers am I screening and why?
- How do I know when I have conducted sufficient due diligence?
- How to address red flags as they emerge
- Example of ‘failure to prevent’

Gavin Proudley, Global Director - Due Diligence at Dow Jones, has been helping clients manage financial crime, corruption and reputational risk for over 10 years. He has delivered enhanced due diligence services to clients across a wide range of jurisdictions and sectors, including financial services, oil and gas, life sciences and manufacturing.

Gavin has supported clients involved in high risk transactions, providing anti-bribery due diligence, as well as helping others design and implement broader due diligence programs. He works with large financial institutions, particularly with IPO and other investment banking teams, as well as supporting businesses in managing high risk and high value relationships.

Prior to joining Dow Jones, Gavin was a director in EY's forensic practice and also worked in Government for 11 years. He focused on international security and terrorism issues, advising senior officials, ministers and the Prime Minister's office.

Event Host  

 

Invitation transferable: feel free to forward this invitation to anyone within your organisation or networks who you think might be interested in this event.

When
7/03/2018 8:00 AM - 9:30 AM
AUS Eastern Summer Time
Where
PwC Level 19, 2 Riverside Quay Southbank, VIC 3000 AUSTRALIA

Program

Tuesday, 06 March 2018

Description
Join Gavin Proudley, Global Director - Due Diligence at Dow Jones where he will discuss ‘what good looks like’ and consider the conclusions of the Senate Committee’s report on foreign bribery.
Time
8:00 AM - 9:30 AM
6/03/2018 8:00 AM

Sign in to book